Hirokazu Sugiyama

杉山浩一
CE No. AUK111 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hirokazu Sugiyama (杉山浩一), a licensed former licensee with CE reference AUK111. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
MCM Asia Limited
(以曼睿資本名義經營業務)
Rep Type 2 — Dealing in futures contracts 2013-12-16 2014-12-17
De Riva Asia Limited
Rep Type 2 — Dealing in futures contracts 2013-11-25 2013-11-26
T.F.S. Derivatives HK Limited Rep Type 2 — Dealing in futures contracts 2010-01-04 2012-01-10

Related