Simon David Griffiths
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon David Griffiths, a licensed former licensee with CE reference AUK078. This person has 3.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EQT Partners Asia Limited | Rep | Type 1 - Dealing in securities | 2011-06-20 | 2014-01-10 |
| EQT Partners Asia Limited | Rep | Type 4 - Advising on securities | 2010-07-06 | 2014-01-10 |
| EQT Partners Asia Limited | RO | Type 4 - Advising on securities | 2010-03-26 | 2010-07-06 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon David Griffiths during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwan Ting Martin Mok | EQT Partners Asia Limited | 2010–2014 |
| Lars Erik Fredrik Atting | EQT Partners Asia Limited | 2010–2014 |
| Tak Wai Chung | EQT Partners Asia Limited | 2010–2014 |
| Angel Pui Ying Kong | EQT Partners Asia Limited | 2010–2014 |
| Gerran Chun Yin Ho | EQT Partners Asia Limited | 2010–2014 |
| Wolfgang Georg Gorny | EQT Partners Asia Limited | 2010–2014 |
| Ka Ki Liu | EQT Partners Asia Limited | 2011–2014 |
| Pak Kwan Lau | EQT Partners Asia Limited | 2010–2013 |
| Wei Liang | EQT Partners Asia Limited | 2011–2013 |
| Florian Philipp Funk | EQT Partners Asia Limited | 2011–2013 |
| Carina Man Hung Chai | EQT Partners Asia Limited | 2010–2012 |
| David Chen | EQT Partners Asia Limited | 2010–2012 |
| Yue Ching Chung | EQT Partners Asia Limited | 2012–2014 |
| Chengxiang Wang | EQT Partners Asia Limited | 2010 |
| Fei Ni | EQT Partners Asia Limited | 2010 |