Nicholas Sze Wai Li
李思維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Sze Wai Li (李思維), a licensed former licensee with CE reference AUJ959. This person has 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-23 | 2010-01-15 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-23 | 2010-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Sze Wai Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sing Wa Man | Chief Commodities Limited | 2009–2010 |
| Ka Chun Lau | Chief Commodities Limited | 2009–2010 |
| Shu Sing Wong | Chief Commodities Limited | 2009–2010 |
| Ivan Kin Cheung | Chief Commodities Limited | 2009–2010 |
| Wing Kit Shek | Chief Commodities Limited | 2009–2010 |
| Tek Kong Cheong | Chief Commodities Limited | 2009–2010 |
| Lim Pong Kwan | Chief Commodities Limited | 2009–2010 |
| Zhuohui Lu | Chief Commodities Limited | 2009–2010 |
| Kin Pan Lam | Chief Commodities Limited | 2009–2010 |
| Wing Wo Ho | Chief Commodities Limited | 2009–2010 |
| Haiya Ye | Chief Commodities Limited | 2009–2010 |
| Ka Wa Chan | Chief Commodities Limited | 2009–2010 |
| Wai Kit Kwok | Chief Commodities Limited | 2009–2010 |
| Man Chung Chan | Chief Commodities Limited | 2009–2010 |
| Sai Wai Choi | Chief Commodities Limited | 2009–2010 |
| Chi Yan Ho | Chief Commodities Limited | 2009–2010 |
| Keng Chee Kwok | Chief Commodities Limited | 2009–2010 |
| Ming Luo | Chief Commodities Limited | 2009–2010 |
| Kwok Kuen Ng | Chief Commodities Limited | 2009–2010 |
| Yee Kae Wong | Chief Commodities Limited | 2009–2010 |