Nicholas Sze Wai Li

李思維
CE No. AUJ959 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Sze Wai Li (李思維), a licensed former licensee with CE reference AUJ959. This person has 0.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Chief Securities Limited
致富證券有限公司
Rep Type 1 - Dealing in securities 2009-12-23 2010-01-15
Chief Commodities Limited
致富期貨商品有限公司
Rep Type 2 - Dealing in futures contracts 2009-12-23 2010-01-15

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Sze Wai Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sing Wa Man Chief Commodities Limited 2009–2010
Ka Chun Lau Chief Commodities Limited 2009–2010
Shu Sing Wong Chief Commodities Limited 2009–2010
Ivan Kin Cheung Chief Commodities Limited 2009–2010
Wing Kit Shek Chief Commodities Limited 2009–2010
Tek Kong Cheong Chief Commodities Limited 2009–2010
Lim Pong Kwan Chief Commodities Limited 2009–2010
Zhuohui Lu Chief Commodities Limited 2009–2010
Kin Pan Lam Chief Commodities Limited 2009–2010
Wing Wo Ho Chief Commodities Limited 2009–2010
Haiya Ye Chief Commodities Limited 2009–2010
Ka Wa Chan Chief Commodities Limited 2009–2010
Wai Kit Kwok Chief Commodities Limited 2009–2010
Man Chung Chan Chief Commodities Limited 2009–2010
Sai Wai Choi Chief Commodities Limited 2009–2010
Chi Yan Ho Chief Commodities Limited 2009–2010
Keng Chee Kwok Chief Commodities Limited 2009–2010
Ming Luo Chief Commodities Limited 2009–2010
Kwok Kuen Ng Chief Commodities Limited 2009–2010
Yee Kae Wong Chief Commodities Limited 2009–2010
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