Nicholas Sze Wai Li
李思維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Sze Wai Li (李思維), a licensed former licensee with CE reference AUJ959. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-23 | 2010-01-15 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-23 | 2010-01-15 |