James Cary Lloyd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Cary Lloyd, a licensed former licensee with CE reference AUJ913. This person has 10.8 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyd Baughan Limited | RO | Type 9 - Asset management | 2010-01-28 | 2020-11-30 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as James Cary Lloyd during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Mark Philip Baughan | Lloyd Baughan Limited | 2010–2020 |
| Nitika Devkumar Gaba | Lloyd Baughan Limited | 2010–2014 |
| Wing Man Ko | Lloyd Baughan Limited | 2018–2020 |
| Ziran Chen | Lloyd Baughan Limited | 2011–2013 |
| Matthew Alan Linsey | Lloyd Baughan Limited | 2010 |