Sheldon Gao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheldon Gao ( ), a licensed former licensee with CE reference AUJ097. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-02-19 | 2012-05-31 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-02-19 | 2012-05-31 |