Louis Yin Kiu Chan
陳彥喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Yin Kiu Chan (陳彥喬), a licensed former licensee with CE reference AUI586. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-31 | 2024-04-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2024-01-31 | 2024-04-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-23 | 2024-01-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-23 | 2024-01-31 |
| SynerWealth Financial Limited 匯心金融有限公司 |
RO | Type 4 — Advising on securities | 2020-08-05 | 2023-10-31 |
| SynerWealth Financial Limited 匯心金融有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-30 | 2023-10-31 |
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-13 | 2016-06-30 |