Louis Yin Kiu Chan
陳彥喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Yin Kiu Chan (陳彥喬), a licensed former licensee with CE reference AUI586. This person has 14.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-31 | 2024-04-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 - Advising on securities | 2024-01-31 | 2024-04-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-23 | 2024-01-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-23 | 2024-01-31 |
| SynerWealth Financial Limited 匯心金融有限公司 |
RO | Type 4 - Advising on securities | 2020-08-05 | 2023-10-31 |
| SynerWealth Financial Limited 匯心金融有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-30 | 2023-10-31 |
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-13 | 2016-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Louis Yin Kiu Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.