Do Kyoon Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Do Kyoon Lim, a licensed former licensee with CE reference AUI379. This person has 5.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hana Asia Limited 韓亞(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-04 | 2015-06-17 |
| Hana Asia Limited 韓亞(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2010-03-25 | 2015-06-17 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Do Kyoon Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwok Leung Dennis Chan | Hana Asia Limited | 2012–2014 |
| Jaewon Huh | Hana Asia Limited | 2013–2015 |
| Sang Hoon Kim | Hana Asia Limited | 2011–2012 |
| Yong Min Won | Hana Asia Limited | 2010–2011 |
| Steven Sang Il Han | Hana Asia Limited | 2012–2013 |