Ka Ho (SFC:AUI151) Yau
邱嘉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho (SFC:AUI151) Yau (邱嘉豪), a licensed former licensee with CE reference AUI151. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-06 | 2021-07-23 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-07-06 | 2021-07-23 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-31 | 2021-07-06 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-31 | 2021-07-06 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-04 | 2020-01-31 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 4 — Advising on securities | 2017-08-04 | 2020-01-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-10 | 2016-07-08 |