Xiaoshen Wang
王小深
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoshen Wang (王小深), a licensed former licensee with CE reference AUI082. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-10 | 2012-12-30 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-10 | 2012-12-30 |