Tian (SFC:AUE477) Tian
田甜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian (SFC:AUE477) Tian (田甜), a licensed former licensee with CE reference AUE477. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-06-25 | 2017-01-03 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-06 | 2017-01-03 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-06 | 2017-01-03 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-24 | 2010-08-14 |