Zhiyi Liu
劉之意
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiyi Liu (劉之意), a licensed former licensee with CE reference AUE099. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-23 | 2014-08-15 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-23 | 2014-08-15 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-23 | 2010-04-02 |