Graham Ronald Secker

CE No. AUD568 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Ronald Secker (), a licensed former licensee with CE reference AUD568. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2018-02-02 2018-02-07
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2018-02-02 2018-02-07
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2016-11-10 2016-11-14
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2016-04-19 2016-04-22
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2015-03-02 2015-03-08
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2014-10-06 2014-10-12
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2014-08-19 2014-08-25
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2013-11-06 2013-11-13
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2009-11-16 2009-11-22

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