Chi Ming (SFC:AUD272) Tam
談智鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming (SFC:AUD272) Tam (談智鳴), a licensed former licensee with CE reference AUD272. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-14 | 2025-02-13 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-14 | 2025-02-13 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 9 — Asset management | 2023-12-14 | 2025-02-13 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-16 | 2023-12-01 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-16 | 2023-12-01 |