Richard Charles Surrency
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Charles Surrency ( ), a licensed former licensee with CE reference AUC988. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-07 | 2021-04-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-19 | 2012-01-09 |