Ian Yue Yan Ngai
倪裕殷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Yue Yan Ngai (倪裕殷), a licensed former licensee with CE reference AUC912. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-16 | 2015-09-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-16 | 2015-09-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-11-16 | 2015-09-11 |