Rong-Rong Liu
劉戎戎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rong-Rong Liu (劉戎戎), a licensed former licensee with CE reference AUC396. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-15 | 2011-12-31 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2009-12-15 | 2011-12-31 |