Philip Kin To Lau
劉健濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Kin To Lau (劉健濤), a licensed former licensee with CE reference AUB584. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-31 | 2012-10-24 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-29 | 2012-10-24 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-29 | 2012-10-24 |