Lap Yan Wu
胡立人
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Yan Wu (胡立人), a licensed former licensee with CE reference AUB549. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-03-24 | 2012-01-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-29 | 2012-01-15 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-29 | 2012-01-15 |