Yuet Kei To
杜月琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuet Kei To (杜月琪), a licensed former licensee with CE reference AUA742. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-04 | 2015-04-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-29 | 2015-04-20 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-29 | 2015-04-20 |