Keiko Yamaguchi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keiko Yamaguchi ( ), a licensed former licensee with CE reference ATW221. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-01 | 2012-03-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-07 | 2011-03-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-30 | 2009-10-07 |