Rong Xie
謝榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rong Xie (謝榮), a licensed former licensee with CE reference ATT939. This person has 9.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-07-05 | 2013-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-05 | 2018-12-31 |