Rong (SFC:ATT939) Xie
謝榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rong (SFC:ATT939) Xie (謝榮), a licensed former licensee with CE reference ATT939. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-07-05 | 2013-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-05 | 2018-12-31 |