Regina Ka Ying So
蘇家盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Regina Ka Ying So (蘇家盈), a licensed former licensee with CE reference ATT109. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-03 | 2011-11-15 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-03 | 2011-11-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-22 | 2010-08-01 |