Chai Yan Lui
呂濟仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chai Yan Lui (呂濟仁), a licensed former licensee with CE reference ATS535. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-23 | 2021-08-05 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-10 | 2016-12-14 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-11-07 | 2015-08-30 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-18 | 2015-08-30 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-18 | 2015-08-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-04-26 | 2012-07-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-14 | 2012-07-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-14 | 2012-07-01 |