Yin Yuan Chen
陳寅元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Yuan Chen (陳寅元), a licensed former licensee with CE reference ATS059. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-19 | 2011-05-31 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-19 | 2011-05-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-19 | 2011-05-31 |