Paul David McWilliam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul David McWilliam, a licensed former licensee with CE reference ATR977. This person has 7.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-14 | 2019-01-07 |
| GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-14 | 2019-01-07 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-15 | 2015-10-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2011-11-15 | 2015-10-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-11-15 | 2015-10-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-23 | 2011-11-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-23 | 2011-11-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-23 | 2011-11-15 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul David McWilliam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.