Richard Tat Kee Wu
胡達淇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Tat Kee Wu (胡達淇), a licensed former licensee with CE reference ATR617. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-27 | 2016-07-18 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-31 | 2014-09-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-06 | 2010-05-31 |