Katsukuni Banno
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katsukuni Banno ( ), a licensed former licensee with CE reference ATR464. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-08-19 | 2011-11-01 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2009-11-12 | 2020-11-11 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2009-11-12 | 2020-11-11 |