David Shiu Kei Tso
曹紹基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Shiu Kei Tso (曹紹基), a licensed former licensee with CE reference ATO644. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2022-06-30 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-16 | 2022-06-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-19 | 2017-10-02 |