Lap Ming Lee
李立名
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Ming Lee (李立名), a licensed former licensee with CE reference ATN407. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-27 | 2010-09-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-05-27 | 2010-09-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-08 | 2010-09-01 |