Chun Wai Tsang
曾俊威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai Tsang (曾俊威), a licensed former licensee with CE reference ATL969. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-19 | 2010-09-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-29 | 2009-08-05 |