Rui (SFC:ATJ183) Liu
劉瑞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui (SFC:ATJ183) Liu (劉瑞), a licensed former licensee with CE reference ATJ183. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-24 | 2014-07-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-22 | 2009-09-14 |