George Wai Kit Kwok
郭偉傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Wai Kit Kwok (郭偉傑), a licensed former licensee with CE reference ATJ061. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-11 | 2010-07-13 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-09 | 2010-07-13 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-22 | 2009-11-03 |