Michael Charles Newman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Charles Newman ( ), a licensed former licensee with CE reference ATI884. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-04 | 2015-01-09 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-20 | 2012-05-04 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-20 | 2009-08-20 |