Yin Ng
吳燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ng (吳燕), a licensed former licensee with CE reference ATI770. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-14 | 2009-12-07 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-14 | 2009-12-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-14 | 2009-12-07 |