Yim Ning Au
區艷玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Ning Au (區艷玲), a licensed former licensee with CE reference ATI174. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-13 | 2010-04-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-13 | 2010-04-01 |