Naomi Yokoi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Naomi Yokoi ( ), a licensed former licensee with CE reference ATI152. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-29 | 2015-09-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-30 | 2010-09-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-13 | 2009-08-12 |