Heather Li

CE No. ATH555 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heather Li, a licensed former licensee with CE reference ATH555. This person has 0.6 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司		 Rep Type 1 - Dealing in securities 2009-07-06 2010-02-10
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司		 Rep Type 6 - Advising on corporate finance 2009-07-06 2010-02-10

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