Shangqian Chen
陳尚前
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shangqian Chen (陳尚前), a licensed former licensee with CE reference ATE032. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-14 | 2015-03-09 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-10-14 | 2015-03-09 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 9 — Asset management | 2009-10-14 | 2015-03-09 |