Linha Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Linha Kim, a licensed former licensee with CE reference ATD901. This person has 1.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-04-23 | 2012-11-30 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-04-23 | 2012-11-30 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2009-09-29 | 2010-06-30 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2009-09-29 | 2010-06-30 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-24 | 2009-09-29 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-24 | 2009-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Linha Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.