Jie (SFC:ATD558) Liao
廖杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:ATD558) Liao (廖杰), a licensed Representative with CE reference ATD558. Currently licensed at 1 firm(s): GF Securities (Hong Kong) Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-05 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-28 | 2013-10-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-12 | 2013-10-10 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-23 | 2011-11-01 |