Stephen Vincent Mc Guire
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Vincent Mc Guire, a licensed former licensee with CE reference ATC357. This person has 3.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTN Financial Asia Limited | RO | Type 1 - Dealing in securities | 2009-11-10 | 2012-10-22 |
| FTN Financial Asia Limited | Rep | Type 1 - Dealing in securities | 2009-06-08 | 2009-11-10 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Vincent Mc Guire during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stephen Keith Valadie | FTN Financial Asia Limited | 2009–2012 |
| Chia Chi Pohl Han | FTN Financial Asia Limited | 2009–2012 |
| Sze Fei Wong | FTN Financial Asia Limited | 2010–2012 |
| Ping Lee | FTN Financial Asia Limited | 2009–2011 |
| Michael Edward Kisber | FTN Financial Asia Limited | 2009–2010 |
| Jian Zhao | FTN Financial Asia Limited | 2009–2010 |
| Zhigang Wu | FTN Financial Asia Limited | 2009–2010 |
| Yiru Hu | FTN Financial Asia Limited | 2009 |
| Yao-Ting Wang | FTN Financial Asia Limited | 2009 |
| Yutaka Morikawa | FTN Financial Asia Limited | 2012 |