Ming Chi Tsoi
蔡明智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Chi Tsoi (蔡明智), a licensed former licensee with CE reference ATB504. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-15 | 2013-12-23 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-15 | 2013-12-23 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-04-15 | 2013-12-23 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-05-25 | 2010-04-19 |