Wai Man (SFC:ASZ333) Lo
盧慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:ASZ333) Lo (盧慧敏), a licensed former licensee with CE reference ASZ333. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-15 | 2010-01-08 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-15 | 2010-01-08 |