Malcolm Ian Stuart Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Malcolm Ian Stuart Smith ( ), a licensed former licensee with CE reference ASY716. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-12 | 2011-10-12 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-12 | 2011-10-12 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-08 | 2009-07-08 |