Ker Ann Gan
顏可岸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ker Ann Gan (顏可岸), a licensed former licensee with CE reference ASU034. This person has 7.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quinton Investments Limited | RO | Type 1 - Dealing in securities | 2012-11-15 | 2018-06-12 |
| Quinton Investments Limited | RO | Type 4 - Advising on securities | 2012-11-15 | 2018-06-12 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-23 | 2011-07-05 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-04-23 | 2011-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ker Ann Gan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.