Ker Ann Gan
顏可岸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ker Ann Gan (顏可岸), a licensed former licensee with CE reference ASU034. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quinton Investments Limited |
RO | Type 1 - Dealing in securities | 2012-11-15 | 2018-06-12 |
| Quinton Investments Limited |
RO | Type 4 - Advising on securities | 2012-11-15 | 2018-06-12 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-23 | 2011-07-05 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-04-23 | 2011-07-05 |