Catherine Jean Hauptfuhrer

CE No. AST686 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Jean Hauptfuhrer (), a licensed former licensee with CE reference AST686. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2009-04-21 2010-05-14
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2009-04-21 2010-05-14

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