Susan Gail O'Connell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susan Gail O'Connell ( ), a licensed former licensee with CE reference AST317. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-15 | 2015-05-21 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-15 | 2015-05-21 |