Yan (SFC:AST106) Yang
楊琰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:AST106) Yang (楊琰), CE reference AST106. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-08 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-08 | present |