James Wai Lap Kwok
郭偉立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Wai Lap Kwok (郭偉立), a licensed former licensee with CE reference ASS667. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-02 | 2017-02-02 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-30 | 2010-06-02 |